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Mohamed Imran Hussain

CRD# 2287607·Registered 1993 - 2007
Previously Registered: Being a previously registered professional could mean that Mohamed is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mohamed Imran Hussain, who also goes by Imran Hussain, was a registered financial advisor. Mohamed was a previously registered financial professional and started their career in finance 1993 - 2007. Mohamed had worked at 13 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Imran Hussain

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

AVALON PARTNERS, INC.·CRD# 41357
BD
New York, NY
September 1, 2006 - May 14, 2007
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
April 3, 2006 - June 19, 2006
E1 ASSET MANAGEMENT, INC.·CRD# 46872
BD
New York, NY
January 16, 2004 - March 21, 2006
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
August 11, 2003 - February 3, 2004
S. B. CANTOR & CO., INC.·CRD# 1384
BD
New York, NY
February 10, 2003 - July 29, 2003
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
March 10, 2000 - February 10, 2003
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
October 29, 1997 - September 23, 1998
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
January 30, 1997 - October 8, 1997
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
February 27, 1996 - December 20, 1996
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
May 17, 1994 - August 2, 1996
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
September 30, 1993 - May 18, 1994
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
June 7, 1993 - October 13, 1993
A.J. MICHAELS & CO., LTD.·CRD# 19883
BD
Hauppauge, NY
March 12, 1993 - June 4, 1993

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Current Firm

AP
AVALON PARTNERS, INC.

AVALON PARTNERS, INC. | BGT SECURITIES, INC.

CRD#: 41357 / SEC#: 8-49384
BD
Cancelled by SEC on 07/25/2012

Contact Information

Established

New York since 05/28/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AVALON PARTNERS HOLDINGSSHAREHOLDER—
CHEAH, BEATRICEPRESIDENT/ CHIEF COMPLIANCE OFFICER4816836

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2005

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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