Mohamed I. Hussain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mohamed Imran Hussain, who also goes by Imran Hussain, was a registered financial professional .
Mohamed is a previously registered financial professional and started their career in finance in 1993. Mohamed had worked at 13 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2006 - May 14, 2007
AVALON PARTNERS, INC.
April 3, 2006 - June 19, 2006
AURA FINANCIAL SERVICES, INC.
January 16, 2004 - March 21, 2006
E1 ASSET MANAGEMENT, INC.
August 11, 2003 - February 3, 2004
HARRISON SECURITIES, INC.
February 10, 2003 - July 29, 2003
S. B. CANTOR & CO., INC.
March 10, 2000 - February 10, 2003
THINKEQUITY LLC
October 29, 1997 - September 23, 1998
SUNPOINT SECURITIES, INC.
January 30, 1997 - October 8, 1997
MERIT CAPITAL ASSOCIATES, INC.
February 27, 1996 - December 20, 1996
ROUND HILL SECURITIES, INC.
May 17, 1994 - August 2, 1996
INVESTORS ASSOCIATES, INC.
September 30, 1993 - May 18, 1994
J. GREGORY & COMPANY, INC.
June 7, 1993 - October 13, 1993
FIRST ASSET MANAGEMENT, INC.
March 12, 1993 - June 4, 1993
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/30/2005
Limited Representative-Equity Trader ExamCurrent Firm
AVALON PARTNERS, INC.
CRD#: 41357 / SEC#: , 8-49384
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVALON PARTNERS HOLDINGS | SHAREHOLDER | |
| CHEAH, BEATRICE | PRESIDENT/ CHIEF COMPLIANCE OFFICER | 4816836 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
