Brian L. Durlach
Professional summary
Brian L Durlach, who also goes by Brian Lachlan Durlach, is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Saint James, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian L Durlach's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2024 - Present
TRUSTMONT FINANCIAL GROUP, INC.
June 8, 2006 - February 28, 2024
AMERICAN CAPITAL PARTNERS, LLC
June 10, 2002 - June 16, 2004
WESTERN INTERNATIONAL SECURITIES, INC.
May 15, 2002 - June 11, 2002
STONEX SECURITIES INC.
September 9, 1996 - May 15, 2002
AMERICAN INVESTMENT SERVICES, INC.
September 12, 1994 - September 16, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 4, 1994 - June 6, 1994
GOLDIS FINANCIAL GROUP, INC.
February 10, 1993 - April 14, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2024)
(5/9/2024)
(3/11/2024)
(3/11/2024)
(3/8/2024)
(3/18/2024)
(3/8/2024)
(3/12/2024)
(3/8/2024)
(3/8/2024)
(3/8/2024)
(3/8/2024)
(3/8/2024)
(3/12/2024)
(3/14/2024)
(3/12/2024)
(4/30/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
