Francis Marchesano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Marchesano, who also goes by Frank Marchesano, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1993. Francis had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2005 - June 13, 2016
BTIG, LLC
May 12, 2003 - January 27, 2005
BROKERAGEAMERICA, LLC
September 9, 2002 - February 6, 2003
GOLDMAN SACHS & CO. LLC
February 27, 1996 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 8, 1995 - January 24, 1996
CROWN FINANCIAL GROUP, INC.
March 8, 1994 - September 1, 1995
NATIXIS SECURITIES AMERICAS LLC
May 25, 1993 - February 28, 1994
SOUTH RICHMOND SECURITIES, INC.
February 19, 1993 - April 7, 1993
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/15/1998
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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