James B. Robertson

ROBERTSON OPPORTUNITY CAPITAL

Dallas, TX 75225

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CRD#: 2287416

Professional summary

James Brett Robertson, who also goes by J Brett Robertson, J Robertson, is a registered financial advisor currently at ROBERTSON OPPORTUNITY CAPITAL, LLC located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 1 firm and has passed the Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Brett Robertson | J Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brett Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2003 - Present

ROBERTSON OPPORTUNITY CAPITAL, LLC

Office #1: 8117 Preston Road Suite 675, Dallas, TX 75225Office #2: 4300 Westgrove Drive 2nd Floor, Addison, TX 75001-3247

RIA

CRD#: 118484

Dallas, TX

Past

January 28, 2003 - December 31, 2004

ROBERTSON OPPORTUNITY CAPITAL, LLC

RIA

CRD#: 118484

ADDISON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON OPPORTUNITY CAPITAL, LLC

RICHMONT INVESTMENT MANAGEMENT LLC | ROBERTSON OPPORTUNITY CAPITAL, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, LLC | ROBERTSON OPPORTUNITY CAPITAL PARTNERS, L.P. (RELYING ADVISER) | ROBERTSON OPPORTUNITY CAPITAL

CRD#: 118484 / SEC#: 801-65108

RIA

Registered Investment Advisory firm - (1/13/2006 Approved)

Texas

Registered Investment Advisory firm - (2/24/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/28/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 11/6/1992

Non-Member General Securities Examination

Current Firm

ROBERTSON OPPORTUNITY CAPITAL, LLC

CRD#: 118484 / SEC#: 801-65108

RIA

Registered Investment Advisory firm - (1/13/2006 Approved)

Texas

Registered Investment Advisory firm - (2/24/2006 Terminated)

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Contact information

Main Address

8117 Preston Road Suite 675, Dallas, TX 75225

Mailing Address

Phone number

(972) 713-5001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON OPPORTUNITY CAPITAL, LLC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 313,228,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brett Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON OPPORTUNITY CAPITAL, LLC

ROBERTSON OPPORTUNITY CAPITAL, LLC

Primary Firm SEC Registration

ROBERTSON OPPORTUNITY CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/1992

Series 2

Date: 11/6/1992

Current Firm

ROBERTSON OPPORTUNITY CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON OPPORTUNITY CAPITAL, LLC

TRUST BUT VERIFY

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