Brian L. Machan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Lee Machan was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1992. Brian had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2013 - August 27, 2014
AMERICAN EQUITY ADVISORS, INC.
July 1, 1994 - January 19, 1995
DMG SECURITIES, INC.
October 19, 1992 - July 19, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY ADVISORS, INC.
CRD#: 150403 / SEC#: 801-70730
Contact information
Red Flags
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