Steven G. Dimonda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Gerard Dimonda, who also goes by Steven Dimonda, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1998 - October 23, 1998
RUSSO SECURITIES INC.
September 27, 1996 - February 25, 1998
FIRST METROPOLITAN SECURITIES, INC.
June 8, 1995 - September 25, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
February 10, 1995 - June 9, 1995
JOSEPH ROBERTS & CO., INC.
January 29, 1995 - May 19, 1995
HANOVER, STERLING & COMPANY LTD.
June 20, 1994 - September 29, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSO SECURITIES INC.
CRD#: 14425 / SEC#: , 8-24052
Contact information
Documents
Disclosures
| Regulatory Event | 20 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
