KB
Kyle R. Bender
MURIEL SIEBERT & CO.
New York, NY 10282
Some features on this profile are disabled
CRD#: 2287329
KB
Professional summary
Kyle Robert Bender is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in New York, New York and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 1992. Kyle has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 30, Series 4 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kyle Robert Bender's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 1996 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282Office #2: 300 Vesey Street Suite 501, New York, NY 10282BD
CRD#: 5376
New York, NY
Current
March 17, 2022 - Present
RISE FINANCIAL SERVICES, LLC
Office #1: 653 Collins Avenue, Miami Beach, FL 33139BD
CRD#: 146103
MIAMI BEACH, FL
Past
February 3, 1993 - May 20, 1996
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
December 1, 1992 - December 19, 1992
L.C. WEGARD & CO., INC.
BD
CRD#: 3722
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/1996)
RR
Alaska(6/26/1998)
RR
Arizona(5/24/1996)
RR
Arkansas(5/24/1996)
RR
California(5/23/1996)
RR
Colorado(5/23/1996)
RR
Connecticut(5/23/1996)
RR
Delaware(5/23/1996)
RR
District of Columbia(5/24/1996)
RR
Florida(5/29/1996)
RR
Georgia(5/23/1996)
RR
Hawaii(1/3/2017)
RR
Idaho(6/26/1998)
RR
Illinois(5/23/1996)
RR
Indiana(5/23/1996)
RR
Iowa(5/23/1996)
RR
Kansas(5/23/1996)
RR
Kentucky(5/23/1996)
RR
Louisiana(7/6/1998)
RR
Maine(5/28/1996)
RR
Maryland(5/23/1996)
RR
Massachusetts(5/23/1996)
RR
Michigan(5/23/1996)
RR
Minnesota(5/24/1996)
RR
Mississippi(6/29/1998)
RR
Missouri(5/24/1996)
RR
Montana(5/24/1996)
RR
Nebraska(1/3/2017)
RR
Nevada(5/23/1996)
RR
New Hampshire(5/23/1996)
RR
New Jersey(6/20/1996)
RR
New Mexico(9/26/2003)
RR
New York(5/23/1996)
RR
North Carolina(5/24/1996)
RR
North Dakota(2/20/2001)
RR
Ohio(5/24/1996)
RR
Oklahoma(6/26/1998)
RR
Oregon(5/23/1996)
RR
Pennsylvania(5/23/1996)
RR
Rhode Island(5/28/1996)
RR
South Carolina(5/23/1996)
RR
South Dakota(1/3/2017)
RR
Tennessee(5/24/1996)
RR
Texas(5/23/1996)
RR
Utah(6/26/1998)
RR
Vermont(5/29/1996)
RR
Virginia(5/23/1996)
RR
Washington(5/23/1996)
RR
West Virginia(5/24/1996)
RR
Wisconsin(1/18/2000)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/2/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/12/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RF
RISE FINANCIAL SERVICES, LLC
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC
CRD#: 146103 / SEC#: , 8-67787
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
653 Collins Avenue, Miami Beach, FL 33139
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(212) 644-2400
Established
Delaware since 12/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (7 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
