Kristen Murphy
Professional summary
Kristen Murphy, who also goes by Kristen Marie Huml, is a registered financial professional currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois and ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 1999. Kristen has worked at 5 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2008 - Present
COMHAR CAPITAL MARKETS, LLC
Office #1: 1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091November 13, 2015 - Present
ACS EXECUTION SERVICES, LLC
Office #1: 12 Broad Street, Red Bank, NJ 07701May 2, 2024 - Present
CODA MARKETS, INC.
Office #1: 1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091February 12, 2007 - July 23, 2012
DASH FINANCIAL TECHNOLOGIES LLC
July 14, 1999 - July 22, 2005
ROCK ISLAND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
CODA MARKETS, INC.
CRD#: 36187 / SEC#: , 8-47077
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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