Leon Gaudiosi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Gaudiosi was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1992. Leon had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2021 - January 24, 2023
EAST END WEALTH MANAGEMENT
September 11, 2019 - June 15, 2020
FOUR POINTS CAPITAL PARTNERS LLC
February 21, 2017 - September 11, 2019
INNOVATION PARTNERS LLC
October 21, 1992 - March 31, 1994
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EAST END WEALTH MANAGEMENT
CRD#: 160261 / SEC#: 801-125971
Contact information
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 18,718,726 |
Red Flags
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