Bruce C. Fenton

ATLANTIC FINANCIAL

DURHAM, NH

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CRD#: 2286983

Professional summary

Bruce Charles Fenton is a registered financial advisor currently at ATLANTIC FINANCIAL located in Durham, New Hampshire.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bruce has worked at 6 firms and has passed the Series 63, Series 65, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Chainstone Labs In;, 155 Fleet Street, Portsmouth NH 03801, non-investment related, Fintech, President, 12/2017, 20 hrs/month; 20 hrs/ month during trading hours; Chainstone sponsors non-investment-related conferences.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Charles Fenton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2011 - Present

ATLANTIC FINANCIAL

RIA

CRD#: 159167

DURHAM, NH

Past

January 6, 2020 - November 10, 2025

FORIS CAPITAL US LLC

CRD#: 282331

Portsmouth, NH

Past

May 31, 2002 - November 14, 2011

CANTELLA & CO., INC.

RIA

CRD#: 13905

NORWELL, MA

Past

April 2, 1998 - November 14, 2011

CANTELLA & CO., INC.

CRD#: 13905

NORWELL, MA

Past

August 6, 1996 - March 13, 1998

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

June 19, 1995 - July 30, 1996

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

May 25, 1993 - June 22, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/5/2019)

IAR

Texas
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/15/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/14/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 10/5/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/24/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2020

General Securities Principal Examination

Current Firm

ATLANTIC FINANCIAL

CRD#: 159167 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/29/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (3/5/2019 Approved)

Texas

Registered Investment Advisory firm - (8/10/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Durham, NH

Mailing Address

155 Fleet St, Portsmouth, NH 03801

Phone number

(603) 957-6300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 621,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruce C. Fenton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Charles Fenton's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORIS CAPITAL US LLC

CANTELLA & CO., INC.

CANTELLA & CO., INC.

THE ADVISORS GROUP, INC.

SAPERSTON FINANCIAL INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/2020

Series 65

Date: 11/14/2001

Series 31

Date: 10/5/1993

Series 7

Date: 5/24/1993

Series 24

Date: 8/25/2020

Current Firm

ATLANTIC FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATLANTIC FINANCIAL

TRUST BUT VERIFY

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