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Gregory Marclafaun Hawkins Jr

CRD# 2286897·Registered 1992 - 1996
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Marclafaun Hawkins JR was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1992 - 1996. Gregory had worked at 3 firms and has passed the Series 63, Series 6 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

COASTLINE FINANCIAL, INC.·CRD# 16711
BD
February 15, 1996 - December 23, 1996
THE CAMDEN GROUP·CRD# 21386
BD
July 19, 1993 - July 23, 1993
COLUMBUS FINANCIAL, INC.·CRD# 22709
BD
Beverly Hills, CA
May 19, 1993 - June 15, 1993
COASTLINE FINANCIAL, INC.·CRD# 16711
BD
October 26, 1992 - May 7, 1993

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Current Firm

CF
COASTLINE FINANCIAL, INC.

COASTLINE FINANCIAL, INC. | LINDSAY FINANCIAL CORPORATION | COASTLINE SECURITIES, INC.

CRD#: 16711 / SEC#: 8-34421
BD
Cancelled by SEC on 08/29/1997

Contact Information

Established

California since 05/09/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1996About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1996About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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