Thomas W. Johnson

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CRD#: 2286843

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas William Johnson JR, who also goes by Thomas William Johnson, Tom Johnson Jr, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas William Johnson | Tom Johnson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a licensed insurance agent for life, health, annuities, property and causality. I have the FL 2-15 and FL 2-20 licenses. I offer life insurance and annuities as part of the financial planning service I provide. These services are offered through Evolution Retirement Services. 12487 Brantley Commons Court, Ft. Myers, FL 33907. This business is not investment related. I am an insurance agent only and have no position or ownership in Evolution Retirement Services. Start date: February 2024. Minimal hours spent at this time on this activity. Minimal hours spent at this time on this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2024 - September 11, 2024

EVOLUTION WEALTH MANAGEMENT INC.

RIA

CRD#: 307644

FORT MYERS, FL

Past

June 17, 2021 - December 31, 2022

PROTRUST FINANCIAL PLANNING

RIA

CRD#: 314118

Cape Coral, FL

Past

July 22, 2015 - December 31, 2019

PRO TRUST WEALTH MANAGEMENT, LLC

RIA

CRD#: 226523

CAPE CORAL, FL

Past

November 23, 1998 - November 12, 1999

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

January 30, 1998 - July 6, 1998

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

January 1, 1993 - June 14, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Florida

Registered Investment Advisory firm - (2/6/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/29/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVOLUTION WEALTH MANAGEMENT INC.

CRD#: 307644 / SEC#: 801-131761

RIA

Registered Investment Advisory firm - (1/13/2025 Approved)

Florida

Registered Investment Advisory firm - (2/6/2025 Terminated)

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Contact information

Main Address

12487 Brantley Commons Court, Fort Myers, FL 33907

Mailing Address

Phone number

(239) 771-8696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV WRAP FEE BROCHURE - 2025 (10/6/2025)

ADV PART 2A - 2025 (10/6/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 134,496,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROTRUST FINANCIAL PLANNING

PRO TRUST WEALTH MANAGEMENT, LLC

THE HUNTINGTON INVESTMENT COMPANY

T. ROWE PRICE INVESTMENT SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

EVOLUTION WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2015

Series 63

Date: 2/18/1998

Series 6

Date: 1/29/1998

Current Firm

EVOLUTION WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVOLUTION WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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