William J. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Green was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 5 firms and has passed the Series 63, Series 1, Series 24, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 1986 - January 7, 1988
FIRST DEVONSHIRE SECURITIES, INC.
January 29, 1980 - August 27, 1984
PAULSON INVESTMENT COMPANY LLC
August 2, 1978 - February 16, 1979
GREENFIELD/CAMPBELL, INC.
May 17, 1971 - March 14, 1980
WILLIAM J. GREEN & CO.
January 23, 1970 - July 28, 1971
I F D INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/28/1969
Registered Representative ExaminationF04
Date: 9/27/1975
Financial Principal ExaminationSeries 00
Date: 8/25/1973
General Securities Principal ExaminationCurrent Firm
FIRST DEVONSHIRE SECURITIES, INC.
CRD#: 16977 / SEC#: , 8-34843
Contact information
Documents
Red Flags
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