Anthony F. Dimaria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Frederick Dimaria, who also goes by Anthony F Dimaria, Anthony Frederil Dimaria, Tony Dimaria, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1998 - July 19, 1999
DIRKS & COMPANY, INC.
June 26, 1998 - July 30, 1998
PREFERRED SECURITIES GROUP, INC.
February 2, 1998 - July 21, 1998
PRIMEX
April 3, 1997 - January 27, 1998
MERIDIAN EQUITIES COMPANY
December 5, 1995 - December 18, 1996
SUPPES SECURITIES, INC.
June 7, 1995 - November 14, 1995
FIRST MONTAUK SECURITIES CORP.
April 5, 1995 - June 13, 1995
BARRON CHASE SECURITIES, INC.
September 22, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
November 20, 1992 - September 8, 1994
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIRKS & COMPANY, INC.
CRD#: 42185 / SEC#: , 8-49735
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIRKS, JESSY LILLY | CEO | 711347 |
| LOPEZ, DIEGO | OTC TRADER CROP./SROP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
