Tyrone C. Phillippi
MCKINLEY CARTER WEALTH SERVICES
Miamisburg, OH 45342
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CRD#: 2286509
Professional summary
Tyrone Conway Phillippi, CFP®, who also goes by Ty Phillippi, is a registered financial advisor currently at MCKINLEY CARTER WEALTH SERVICES, INC. located in Miamisburg, Ohio.
Tyrone is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Tyrone has worked at 5 firms and has passed the Series 63 and Series 7 exams.
Biography
Having a personal passion for leadership, Mr. Phillippi has served as President and Chairman of the Financial Planning Association (FPA) of Dayton. His drive for continuous improvement is exemplified through the training of FPA chapter leaders across the nation. He is also a member of NAPFA (National Association of Personal Financial Advisors) and The Sudden Money Institute.
Ty has over 17 years experience in the field of financial planning. He joined the management staff of LifePlan Financial Group, Inc., as a financial planner in 1994. He currently functions as the President, and oversees the firm`s operations, compliance and technology.
Originally from Dayton, Ohio, he received his Bachelor of Science degree in financial services from Wright State University in 1992. He received his Certified Financial Planner™ designation in 1996.
Ty lives in Springboro, Ohio, with his wife, Stephanie, and his three children Evan, Morgan & Colton.
Question & Answer
What are your service offerings?
Investment Planning
Life Transitions
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Investment Advice with Ongoing...
Retirement Planning & Distribu...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Ty Phillippi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Tyrone Conway Phillippi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
September 9, 2020 - Present
MCKINLEY CARTER WEALTH SERVICES, INC.
Office #1: 10050 Innovation Drive Suite 140, Miamisburg, OH 45342RIA
CRD#: 135184
Miamisburg, OH
Past
June 21, 2011 - December 1, 2020
LIFEPLAN FINANCIAL GROUP, INC.
RIA
CRD#: 121376
DAYTON, OH
Past
January 1, 2004 - December 31, 2004
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
December 7, 1999 - January 14, 2005
LIFEPLAN FINANCIAL GROUP, INC.
RIA
CRD#: 121376
DAYTON, OH
Past
November 2, 1994 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
October 15, 1992 - October 31, 1994
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MCKINLEY CARTER WEALTH SERVICES, INC.
JAVCO, LLC | MCKINLEY INVESTMENT GROUP, INC. | MCKINLEY INVESTMENT GROUP | MCKINLEY CARTER WEALTH SERVICES, INC. | MCKINLEY CARTER TRUST COMPANY | MCKINLEY CARTER INVESTMENT MANAGEMENT
CRD#: 135184 / SEC#: 801-64584
RIA
Registered Investment Advisory firm - (8/4/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/9/2020)
IAR
Texas(12/4/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MCKINLEY CARTER WEALTH SERVICES, INC.
JAVCO, LLC | MCKINLEY INVESTMENT GROUP, INC. | MCKINLEY INVESTMENT GROUP | MCKINLEY CARTER WEALTH SERVICES, INC. | MCKINLEY CARTER TRUST COMPANY | MCKINLEY CARTER INVESTMENT MANAGEMENT
CRD#: 135184 / SEC#: 801-64584
RIA
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Contact information
Main Address
2100 Market Street, Wheeling, WV 26003
Mailing Address
Phone number
(304) 230-2400
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,213 |
| AUM (Assets Under Management) | $ 2,532,619,554 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 07/26/2024 | ||
| 09/27/2023 |
Red Flags
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Company Information
MCKINLEY CARTER WEALTH SERVICES, INC.
CRD#: 135184Miamisburg, OH 45342TRUST BUT VERIFY
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