William B. Doepke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Brooks Doepke, who also goes by Bill Doepke, William Doepke, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2013 - January 2, 2025
STILLPOINT CAPITAL, LLC
June 17, 2009 - February 13, 2013
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
December 8, 2006 - April 28, 2009
INTEROCEAN SECURITIES LLC
January 15, 2002 - March 13, 2006
GIULIANI CAPITAL ADVISORS LLC
September 22, 1998 - May 28, 1999
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
November 9, 1992 - January 16, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
