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William Brooks Doepke

CRD# 2286483·Registered 1992 - 2025
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Brooks Doepke, who also goes by Bill Doepke, William Doepke, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1992 - 2025. William had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Doepke, William Doepke

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
February 1, 2013 - January 2, 2025
1ST WORLDWIDE FINANCIAL PARTNERS, LLC·CRD# 132038
BD
Chicago, IL
June 17, 2009 - February 13, 2013
INTEROCEAN SECURITIES LLC·CRD# 141077
BD
Chicago, IL
December 8, 2006 - April 28, 2009
GIULIANI CAPITAL ADVISORS LLC·CRD# 111140
BD
Chicago, IL
January 15, 2002 - March 13, 2006
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC·CRD# 41461
BD
New York, NY
September 22, 1998 - May 28, 1999
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 9, 1992 - January 16, 1996

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Current Firm

SC
STILLPOINT CAPITAL, LLC

FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: 8-66688
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Mailing Address

4830 West Kennedy Blvd Suite 600, Tampa, FL 33609

Phone Number

(813) 891-9100

Established

Florida since 04/19/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER—
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
FOLEY, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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