Peter J. Weller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Weller was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2011 - May 30, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
January 1, 2004 - October 6, 2011
VOYA FINANCIAL ADVISORS, INC.
February 4, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 26, 2000 - February 3, 2003
WALNUT STREET SECURITIES, INC.
March 7, 1997 - July 25, 2000
LIFEMARK SECURITIES CORP.
January 29, 1993 - March 7, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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