Brodie L. Cobb
Professional summary
Brodie Lyle Cobb, who also goes by Brodie Cobb, is a registered financial professional currently at PRESIDIO MERCHANT PARTNERS LLC located in Denver, Colorado.
Brodie is registered as a RR (Registered Representative) and started their career in finance in 1992. Brodie has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brodie Lyle Cobb's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 1999 - Present
PRESIDIO MERCHANT PARTNERS LLC
Office #1: 255 Clayton Street, Suite 200, Denver, CO 80206Office #2: 255 Clayton Street, Suite 200, Denver, CO 80206January 30, 2003 - September 3, 2010
PRESIDIO CAPITAL ADVISORS, LLC
June 8, 1999 - November 9, 2016
PRESIDIO CAPITAL ADVISORS LLC
October 1, 1997 - December 22, 1997
BANC OF AMERICA SECURITIES LLC
April 11, 1995 - October 1, 1997
MONTGOMERY SECURITIES
November 3, 1992 - March 30, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2022)
(10/6/1999)
(3/3/2021)
(9/19/2023)
(6/30/2021)
(1/19/2017)
(9/13/2017)
(9/27/2022)
(9/14/2020)
(4/12/2017)
(4/28/2023)
(5/1/2020)
(1/19/2017)
(9/8/2017)
(11/25/2019)
(7/6/2021)
(1/19/2017)
(7/2/2019)
(4/7/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/17/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PRESIDIO MERCHANT PARTNERS LLC
CRD#: 46473 / SEC#: , 8-51431
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRESIDIO FINANCIAL PARTNERS LLC DBA THE PRESIDIO GROUP LLC | SHAREHOLDER | |
| COBB, BRODIE LYLE | CEO, CCO | 2286448 |
| COLLINS, ELIZABETH SARAH | FINOP |
Red Flags
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