Craig L. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Louis Warner was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1993. Craig had worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - June 21, 2022
COINBASE CAPITAL MARKETS CORP
June 18, 2014 - January 26, 2015
BOUSTEAD SECURITIES, LLC
January 8, 2013 - June 16, 2014
ASCENDIANT CAPITAL MARKETS, LLC
July 24, 2003 - February 19, 2013
CAPSTONE INVESTMENTS
April 30, 2003 - July 24, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
October 8, 2002 - April 25, 2003
WELLS FARGO INVESTMENT SERVICES, LLC
August 25, 1998 - April 23, 2002
WESTERN SECURITIES CLEARING CORP.
December 16, 1996 - May 12, 2003
FIRST ALLIED SECURITIES, INC.
August 26, 1993 - November 25, 1996
INTERNATIONAL SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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