Milton Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Green was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1972. Milton had worked at 7 firms and has passed the PC, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1998 - January 27, 2012
FIRST NEW YORK SECURITIES L.L.C.
December 12, 1996 - August 8, 1997
MATRIX SECURITIES CORPORATION
June 15, 1995 - July 15, 1996
JOSEPHTHAL & CO., INC.
September 1, 1993 - June 13, 1995
MID-STATE SECURITIES CORP.
June 4, 1991 - July 20, 1993
JOSEPHTHAL & CO., INC.
March 21, 1991 - June 5, 1991
FIRST NEW YORK SECURITIES L.L.C.
May 31, 1988 - January 25, 1991
JOSEPHTHAL & CO., INC.
January 29, 1982 - March 1, 1988
GUARDIAN INVESTOR SERVICES LLC
February 8, 1974 - November 6, 1981
GUARDIAN INVESTOR SERVICES LLC
February 1, 1974 - February 8, 1974
GLICOA ASSOCIATES, INC.
April 3, 1972 - May 31, 1973
ASPEN SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/22/1988
AMEX Put and Call ExamSeries 1
Date: 3/27/1972
Registered Representative ExaminationF04
Date: 6/12/1978
Financial Principal ExaminationSeries 40
Date: 6/1/1978
Registered Principal ExaminationCurrent Firm
FIRST NEW YORK SECURITIES L.L.C.
CRD#: 16362 / SEC#: , 8-33753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FNY PARTNERS FUND LP | OWNER | |
| BROKAW, LLOYD BRUCE | MANAGING MEMBER | 31368 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| MIRON, RUSSEL LEEDS | CHIEF OPERATING OFFICER | 1509249 |
| MOTSCHWILLER, DONALD ERIC | CHIEF EXECUTIVE OFFICER | 1454120 |
| NOORANI, FARAZ AMIR | MANAGING MEMBER | 4983674 |
| SABATINI, DONNA ANN | CHIEF FINANCIAL OFFICER | 2352318 |
Disclosures
| Regulatory Event | 18 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
