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DL

Darrell E. Laing

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
COLUMBIA, SC 29201
Some features on this profile are disabled
CRD#: 2285715
DL

Professional summary


Darrell Eugene Laing, CFP®, ChFC® is a registered financial advisor currently at SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC located in Columbia, South Carolina.

Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Darrell has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Darrell Eugene Laing's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2008

Experience


Current

March 27, 2018 - Present

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Office #1: 520 Gervais Street, Columbia, SC 29201
RIA
CRD#: 165306
COLUMBIA, SC
Past

October 16, 2013 - March 21, 2018

WAGNER WEALTH MANAGEMENT, LLC

RIA
CRD#: 109937
DENVER, CO
Past

January 3, 2012 - October 15, 2013

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
ENGLEWOOD, CO
Past

January 3, 2006 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ENGLEWOOD, CO
Past

March 3, 1993 - October 14, 2013

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ENGLEWOOD, CO
Past

November 20, 1992 - December 18, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
GUARANTY BANK AND TRUST COMPANY | SOUTHSTATE WEALTH | SOUTHSTATE RETIREMENT PLAN SERVICES | SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | MINIS & COMPANY

CRD#: 165306 / SEC#: 801-77650

RIA
Registered Investment Advisory firm - (2/28/2013 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(4/22/2019)
IAR
California
(3/27/2018)
IAR
Colorado
(3/27/2018)
IAR
Illinois
(3/27/2018)
IAR
Texas
(3/27/2018)
IAR
Washington
(3/27/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/11/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


SP
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
GUARANTY BANK AND TRUST COMPANY | SOUTHSTATE WEALTH | SOUTHSTATE RETIREMENT PLAN SERVICES | SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | MINIS & COMPANY

CRD#: 165306 / SEC#: 801-77650

RIA
Registered Investment Advisory firm - (2/28/2013 Approved)
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Contact information


Main Address
520 Gervais Street, Columbia, SC 29201
Mailing Address
Phone number
(803) 231-3492
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2026- ANNUAL (1/30/2026)

Regulatory assets under management


Total Number of Accounts1,583
AUM (Assets Under Management)$ 4,956,973,083

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2025
Cover Page
12/26/2024
01/29/2024
06/22/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

CRD#: 165306Columbia, SC 29201

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