Darrell E. Laing
Professional summary
Darrell Eugene Laing, CFP®, ChFC® is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT, LLC located in Denver, Colorado.
Darrell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Darrell has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darrell Eugene Laing's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
March 27, 2018 - Present
PRIVATE CAPITAL MANAGEMENT, LLC
Office #1: 200 Fillmore Street Ste 200, Denver, CO 80206October 16, 2013 - March 21, 2018
WAGNER WEALTH MANAGEMENT, LLC
January 3, 2012 - October 15, 2013
SCHWAB WEALTH ADVISORY, INC.
January 3, 2006 - December 31, 2011
CHARLES SCHWAB & CO., INC.
March 3, 1993 - October 14, 2013
CHARLES SCHWAB & CO., INC.
November 20, 1992 - December 18, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
PRIVATE CAPITAL MANAGEMENT, LLC
CRD#: 165306 / SEC#: 801-77650
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/22/2019)
(3/27/2018)
(3/27/2018)
(3/27/2018)
(3/27/2018)
(3/27/2018)
Exams
Series 8
Date: 11/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PRIVATE CAPITAL MANAGEMENT, LLC
CRD#: 165306 / SEC#: 801-77650
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,951 |
| AUM (Assets Under Management) | $ 1,537,495,942 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 12/26/2024 | ||
| 01/29/2024 | ||
| 06/22/2023 | ||
| 10/20/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
