Troy Pasion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Pasion, who also goes by Troy Devin Pasion, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1992. Troy had worked at 11 firms and has passed the Series 63, SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2016 - April 3, 2017
T3 TRADING GROUP, LLC
November 7, 2014 - January 14, 2015
T3 TRADING GROUP, LLC
January 25, 2012 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
April 28, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
May 10, 2002 - January 5, 2004
REFCO SECURITIES, LLC
September 21, 2000 - August 2, 2001
SUNAMERICA SECURITIES, INC.
June 12, 1996 - September 28, 1998
SUNAMERICA SECURITIES, INC.
May 2, 1995 - August 31, 1995
SUNAMERICA SECURITIES, INC.
January 31, 1995 - May 3, 1995
IFG NETWORK SECURITIES, INC.
December 15, 1994 - January 3, 1995
FIRST ALLIED SECURITIES, INC.
July 23, 1994 - December 23, 1994
FIRST AFFILIATED SECURITIES
October 21, 1993 - March 1, 1994
OSAIC WEALTH, INC.
January 8, 1993 - September 14, 1993
SCHNEIDER SECURITIES, INC.
November 22, 1992 - December 7, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 10/27/2011
Proprietary Trader Qualification ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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