Stephen T. Satterlee

LIVE OAK WEALTH MANAGEMENT

Covington, LA 70433

Some features on this profile are disabled

CRD#: 2285689

Professional summary

Stephen Thomas Satterlee, who also goes by Steve Satterlee, Steve T. Satterlee, is a registered financial advisor currently at LIVE OAK WEALTH MANAGEMENT, LLC located in Covington, Louisiana.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stephen has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Satterlee | Steve T. Satterlee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Live Oak Wealth Management. Investment Related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Advisory, Investment Advisory Representative. Start 2/2020. 20hrs/mo, all during trading hours. 2) Thousand Oaks, LLC. Non-Investment Relate. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Safe LLC, Managing Member. Start 9/2003. 10hrs/mo, none during trading hours. Business Management. 3) Stephen T Satterlee, LLC DBA Live Oak Financial Group. Non-Investment Related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Retirement Planning, President. Start 4/1996. 40hrs/mo, 20hrs/mo during trading hours. Business management. 4) Morning Star Strategic Management, Inc. (MSSM). Non-Investment Related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Management Company, President. Start 12/1998. 10hrs/mo, 0hrs during trading hours. Business management. 5) Live Oak Place, LLC. Non-investment Related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Commercial Building Management, Managing Member. Start 10/2004. 10hrs/mo, none during trading hours. Business management. 6) Kenlee Properties II, LLC. Non-Investment related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Commercial Building Management, Managing Member. Start 6/2012. 10hrs/mo, none during trading hours. Business management. 7) Fixed Insurance. Non-investment related. 7020 Hwy. 190 West Suite A, Covington, LA 70433. Selling Insurance products, agent. Start 4/1996. 5hrs/mo, 2hrs/mo during trading hours. Sales agent of insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Thomas Satterlee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2020 - Present

LIVE OAK WEALTH MANAGEMENT, LLC

Office #1: 7020 Hwy 190 Suite A, Covington, LA 70433

RIA

CRD#: 306225

Covington, LA

Past

February 28, 2020 - October 29, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Covington, LA

Past

November 29, 2011 - February 3, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

COVINGTON, LA

Past

November 29, 2011 - February 3, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

COVINGTON, LA

Past

February 11, 2010 - December 5, 2011

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

MANDEVILLE, LA

Past

October 14, 2009 - January 29, 2010

LIVE OAK ADVISORY GROUP, LLC

RIA

CRD#: 118355

MANDEVILLE, LA

Past

October 14, 1992 - December 5, 2011

WALNUT STREET SECURITIES, INC.

CRD#: 15840

MANDEVILLE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/3/2020)

IAR

Mississippi
(5/14/2021)

IAR

Texas
(7/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/3/2002

General Securities Principal Examination

Current Firm

LIVE OAK WEALTH MANAGEMENT, LLC

CRD#: 306225 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/26/2019 Approved)

Mississippi

Registered Investment Advisory firm - (4/5/2021 Approved)

Texas

Registered Investment Advisory firm - (10/28/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7020 Hwy 190 Suite A, Covington, LA 70433

Mailing Address

Phone number

(985) 624-8916

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 41,564,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Barnes

BARNES WEALTH MANAGEMENT GROUP

IAR

BAKERSFIELD, CA

Jeremy Clark

PFS INVESTMENTS INC.

IAR

Springfield, MO

David Ducharme

DUCHARME WEALTH ADVISORS, LLC

IAR

Jenkintown, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen T. Satterlee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Thomas Satterlee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

WALNUT STREET SECURITIES, INC.

LIVE OAK ADVISORY GROUP, LLC

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2000

Series 63

Date: 9/9/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/5/1993

Series 6

Date: 10/12/1992

Series 24

Date: 6/3/2002

Current Firm

LIVE OAK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIVE OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors