Kenneth G. Geesey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Gene Geesey was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1992. Kenneth had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - August 15, 2016
FORESTERS EQUITY SERVICES, INC.
October 6, 2011 - August 15, 2016
FORESTERS EQUITY SERVICES, INC.
March 24, 2011 - August 29, 2011
GROVE POINT INVESTMENTS, LLC
March 23, 2011 - August 29, 2011
GROVE POINT INVESTMENTS, LLC
June 13, 2006 - January 21, 2011
CETERA WEALTH SERVICES, LLC
June 2, 2006 - January 21, 2011
CETERA WEALTH SERVICES, LLC
October 30, 2003 - June 30, 2006
INVEST FINANCIAL CORPORATION
October 17, 2003 - June 30, 2006
INVEST FINANCIAL CORPORATION
March 31, 2003 - October 28, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
April 15, 2002 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
January 2, 1997 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
June 6, 1996 - January 3, 1997
JARON EQUITIES CORP.
September 29, 1992 - June 18, 1996
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/16/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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