Jeffry C. Tupper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffry Culver Tupper, who also goes by Jeff Tupper, Tup, was a registered financial professional .
Jeffry is a previously registered financial professional and started their career in finance in 1994. Jeffry had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2010 - June 21, 2019
PINNACLE PLUS WEALTH MANAGEMENT
July 27, 2010 - December 31, 2011
PINNACLE PLUS WEALTH MANAGEMENT
July 10, 2007 - June 4, 2010
MML INVESTORS SERVICES, LLC
August 18, 2005 - April 6, 2006
TOWN & COUNTRY WEALTH MANAGEMENT, LLC
February 1, 2001 - June 4, 2010
MML INVESTORS SERVICES, LLC
January 29, 2001 - September 22, 2006
LEGACY FINANCIAL GROUP, INC.
July 19, 1996 - January 17, 2001
OSAIC WEALTH, INC.
August 11, 1994 - May 31, 1996
ROBERT W. BAIRD & CO. INCORPORATED
August 11, 1994 - August 21, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PINNACLE PLUS WEALTH MANAGEMENT
CRD#: 153896 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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