MM
Matthew G. Mead
CHICKASAW CAPITAL MANAGEMENT
MEMPHIS, TN 38119
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CRD#: 2285614
MM
Professional summary
Matthew Gregory Mead is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 3, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. MEAD IS A TRUSTEE, PRESIDENT AND CEO OF MAINGATE MLP FUND, AN OPEN-ENDED MUTUAL FUND REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940. DUTIES INVOLVE PARTICIPATING IN THE BOARD OF TRUSTEES MEETING.
MR. MEAD IS ALSO ON THE BOARD OF DIRECTORS OF OAKWORTH CAPITAL BANK, A PRIVATELY OWNED BANK IN BIRMINGHAM, ALABAMA. HE PARTICIPATES IN THE BOARD OF DIRECTOR MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Gregory Mead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2004 - Present
CHICKASAW CAPITAL MANAGEMENT, LLC
Office #1: 6075 Poplar Avenue Suite 720, Memphis, TN 38119RIA
CRD#: 127398
MEMPHIS, TN
Current
December 18, 2003 - Present
CHICKASAW SECURITIES, LLC
Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119BD
CRD#: 128711
Memphis, TN
Past
January 2, 2002 - March 2, 2004
GREEN SQUARE SECURITIES, LLC
BD
CRD#: 43244
MEMPHIS, TN
Past
September 26, 2001 - December 31, 2001
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
MEMPHIS, TN
Past
November 12, 1992 - October 11, 2001
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
RIA
Registered Investment Advisory firm - (6/12/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2004)
RR
Alaska(4/16/2015)
RR
Arizona(9/21/2012)
RR
Arkansas(2/15/2017)
RR
California(3/17/2005)
RR
Colorado(1/29/2007)
RR
Connecticut(2/5/2007)
RR
Delaware(3/2/2017)
RR
District of Columbia(1/28/2004)
RR
Florida(1/5/2004)
RR
Georgia(3/2/2004)
RR
Hawaii(6/2/2015)
RR
Idaho(4/9/2015)
RR
Illinois(2/23/2005)
RR
Indiana(10/2/2012)
RR
Iowa(2/17/2017)
RR
Kansas(3/1/2017)
RR
Kentucky(9/17/2012)
RR
Louisiana(3/5/2004)
RR
Maine(3/6/2015)
RR
Maryland(11/10/2011)
RR
Massachusetts(9/20/2012)
RR
Michigan(9/18/2012)
RR
Minnesota(2/6/2017)
RR
Mississippi(1/7/2004)
RR
Missouri(2/17/2017)
RR
Montana(2/10/2017)
RR
Nebraska(4/4/2017)
RR
Nevada(3/25/2011)
RR
New Hampshire(5/22/2015)
RR
New Jersey(2/8/2007)
RR
New Mexico(10/3/2012)
RR
New York(1/3/2004)
RR
North Carolina(3/3/2004)
RR
North Dakota(4/19/2017)
RR
Ohio(10/11/2012)
RR
Oklahoma(1/2/2018)
RR
Oregon(4/27/2015)
RR
Pennsylvania(9/26/2012)
RR
Rhode Island(3/28/2011)
RR
South Carolina(1/30/2014)
RR
South Dakota(2/17/2017)
RR
Tennessee(12/18/2003)
IAR
Tennessee(2/4/2004)
RR
Texas(2/23/2010)
RR
Utah(9/13/2012)
RR
Vermont(6/24/2005)
RR
Virginia(8/3/2006)
RR
Washington(4/15/2015)
RR
West Virginia(3/2/2017)
RR
Wisconsin(9/28/2012)
RR
Wyoming(1/5/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
RIA
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Contact information
Main Address
6075 Poplar Ave Suite 720, Memphis, TN 38119
Mailing Address
Phone number
(901) 537-1866
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 2,529,750,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398Memphis, TN 38119TRUST BUT VERIFY
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