Twyla D. Youngblood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Twyla Dawn Youngblood, who also goes by Twyla D Wilkins, Twyla Wilkins, was a registered financial professional .
Twyla is a previously registered financial professional and started their career in finance in 1993. Twyla had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2016 - August 27, 2019
OSAIC INSTITUTIONS, INC.
July 1, 2016 - August 27, 2019
OSAIC INSTITUTIONS, INC.
September 17, 2014 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
September 13, 2013 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
March 1, 2012 - September 19, 2013
CITIZENS SECURITIES, INC.
February 29, 2012 - September 19, 2013
CITIZENS SECURITIES, INC.
July 6, 2005 - February 17, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - February 17, 2012
CHASE INVESTMENT SERVICES CORP.
March 24, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 5, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
October 18, 2000 - January 24, 2002
SECURIAN FINANCIAL SERVICES, INC.
May 31, 2000 - October 5, 2000
IDS LIFE INSURANCE COMPANY
May 31, 2000 - October 5, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
February 5, 1996 - February 4, 2000
COMERICA SECURITIES
June 19, 1995 - February 20, 1996
GUARANTY BROKERAGE SERVICES, INC.
December 2, 1994 - June 19, 1995
WALL STREET ACCESS
March 19, 1993 - November 4, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
OSAIC INSTITUTIONS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OSAIC INSTITUTIONS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
