Mark E. Portz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Portz was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2002 - February 23, 2010
UNION INVESTMENT ADVISORS, INC
October 30, 2000 - August 8, 2016
NELNET CAPITAL LLC
March 22, 2000 - January 22, 2001
AMERITAS INVESTMENT COMPANY, LLC
January 1, 1998 - February 14, 2000
BANC ONE CAPITAL MARKETS, INC.
November 3, 1992 - June 25, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UNION INVESTMENT ADVISORS, INC
CRD#: 108240 / SEC#: 801-60008
Contact information
Red Flags
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