John L. Racioppi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Louis Racioppi, CFP® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1999
Experience
January 30, 2015 - July 30, 2015
JOHN L. RACIOPPI LLC
November 5, 2014 - December 31, 2014
JOHN L. RACIOPPI LLC
April 11, 2011 - September 28, 2012
FORESTERS EQUITY SERVICES, INC.
March 30, 2011 - September 28, 2012
FORESTERS EQUITY SERVICES, INC.
November 30, 2007 - June 26, 2009
CETERA INVESTMENT SERVICES LLC
November 30, 2007 - June 26, 2009
BANCNORTH INVESTMENT GROUP, INC.
September 24, 2007 - December 12, 2007
FORTUNE FINANCIAL SERVICES, INC.
April 9, 1999 - November 7, 2005
INVESTACORP, INC.
March 25, 1994 - April 15, 1999
CITIGROUP GLOBAL MARKETS INC.
November 23, 1992 - December 9, 1992
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOHN L. RACIOPPI LLC
CRD#: 173000 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
