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Dean E. Draper
CETERA INVESTMENT ADVISERS LLC
CHATTANOOGA, TN 37402
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CRD#: 2285260
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Professional summary
Dean E Draper is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chattanooga, Tennessee and CETERA WEALTH SERVICES, LLC located in Chattanooga, Tennessee.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Dean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Independent Insurance Agent; Yes; 736 MARKET S STE 316 CHATTANOOGA; CHATTANOOGA; TN; 37402; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/16/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Draper Wealth Management; Yes; 736 Market Street ST 316; Chattanooga; TN; 37402; Financial Services/dba; Owner; 5/5/2020; 160; 160; Sale and Service Insurance, Securities and Investment Products|
CRS (Client Relationship Summary) - RIA
Click below to view Dean E Draper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 736 Market St Fl 2, Chattanooga, TN 37402RIA
CRD#: 105644
CHATTANOOGA, TN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 736 Market St Ste 316, Chattanooga, TN 37402BD
CRD#: 13572
Chattanooga, TN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 23, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CHATTANOOGA, TN
Past
September 30, 2008 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CHATTANOOGA, TN
Past
April 12, 2004 - September 26, 2008
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
CHATTANOOGA, TN
Past
May 4, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 17, 1993 - April 16, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
California(8/9/2024)
RR
Colorado(8/28/2024)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Louisiana(9/27/2021)
RR
Maryland(6/10/2024)
RR
Michigan(6/9/2021)
RR
Mississippi(6/9/2021)
RR
Missouri(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(5/22/2024)
RR
North Carolina(6/9/2021)
RR
Ohio(8/2/2022)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
IAR
Tennessee(6/29/2023)
RR
Washington(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Chattanooga, TN 37402TRUST BUT VERIFY
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