Brent A. Yatsak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent A Yatsak, who also goes by Brent Yatsak, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1992. Brent had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2019 - November 5, 2021
MORRIS GROUP ADVISORY SERVICE, INC
June 12, 2018 - December 31, 2021
MORRIS GROUP, INC.
April 26, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 13, 2009 - March 7, 2018
SCOTTRADE, INC.
May 10, 2006 - October 25, 2007
TRIAD ADVISORS LLC
October 5, 1995 - May 18, 2004
CHARLES SCHWAB & CO., INC.
October 27, 1992 - August 22, 1995
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORRIS GROUP ADVISORY SERVICE, INC
CRD#: 121706 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 18,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
