Christopher W. Cannon
FIRSTRUST
Daytona Beach, FL 32114
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CRD#: 2285237
Professional summary
Christopher Wood Cannon is a registered financial advisor currently at FIRSTRUST located in Daytona Beach, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Christopher has worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 6 and Series 24 exams.
Biography
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Chris is a native of Cocoa Florida and began his career in the securities industry in Richmond Virginia with one of the nation’s oldest Wall Street mutual fund complexes. After returning to Florida in 1993, Mr. Cannon joined an institutional equity-trading desk, eventually handling advanced issues such as arbitrage strategies and derivatives contracts. He then transitioned to private client and pension consulting specializing in portfolio design and management. Chris has been quoted on various occasions in the financial press, appearing in Bloomberg Wealth Manager, Financial Advisor Magazine, and Kiplinger Personal Finance Magazine. Chris holds the Chartered Financial Analyst (CFA) designation. He is a member of the CFA Institute, a board member of the Orlando Society of Financial Analysts, and a Registered Financial Advisor in the National Association of Personal Financial Advisors (NAPFA). Chris has quickly risen to the role of Chief Investment Officer and became a partner in 2005. He additionally serves as the firm's Chief Compliance Officer, and as a member of the firm's Executive Committee. Chris graduated from Centre College in Danville Kentucky with a B.A. in Economics and Government.
Question & Answer
What are your service offerings?
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FirsTrust is a Fee-Only ensemb...
Do you have an area of expertise or specialization?
Business Owners
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Wood Cannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2001 - Present
FIRSTRUST
Office #1: 113 Executive Circle, Daytona Beach, FL 32114RIA
CRD#: 111800
Daytona Beach, FL
Past
August 9, 1993 - April 30, 2001
HIGH POINT CAPITAL GROUP, INC.
BD
CRD#: 25667
COCOA, FL
Past
October 16, 1992 - July 22, 1993
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIRSTRUST
FIRSTRUST | FIRSTRUST LLC
CRD#: 111800 / SEC#: 801-56812
RIA
Registered Investment Advisory firm - (8/30/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/11/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FIRSTRUST
FIRSTRUST | FIRSTRUST LLC
CRD#: 111800 / SEC#: 801-56812
RIA
Registered Investment Advisory firm - (8/30/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
113 Executive Cir., Daytona Beach, FL 32114
Mailing Address
Phone number
(386) 788-3737
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 202,700,000 |
Red Flags
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