Patrick M. Tucci
Professional summary
Patrick Michael Tucci, who also goes by Patrick M. Tucci, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Fort Lauderdale, Florida.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 9 firms and has passed the Series 63, Series 7TO, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Michael Tucci's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2024 - Present
CELADON FINANCIAL GROUP LLC
September 1, 2022 - December 4, 2024
BLUE HERON INFRASTRUCTURE
October 20, 2014 - April 25, 2016
HARBOR HILLS INVESTMENT MANAGEMENT
October 7, 2010 - August 1, 2013
PIPER SANDLER & CO.
May 12, 2009 - October 7, 2010
STERNE, AGEE & LEACH, INC.
October 18, 2002 - June 23, 2006
CUTWATER ASSET MANAGEMENT
January 3, 1996 - November 16, 2001
CITIGROUP GLOBAL MARKETS INC.
April 25, 1994 - November 27, 1995
EATON VANCE DISTRIBUTORS, INC.
June 8, 1993 - March 21, 1994
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/20/2024
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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