Gary J. Pokrzywinski

STRATEGICOME MANAGEMENT

Seattle, WA 98109

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CRD#: 2284944

Professional summary

Gary James Pokrzywinski, who also goes by Gary James Poker, is a registered financial advisor currently at STRATEGIC INCOME MANAGEMENT, LLC located in Seattle, Washington.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gary has worked at 4 firms and has passed the Series 63, Series 65, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary James Poker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Pokrzywinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2010 - Present

STRATEGIC INCOME MANAGEMENT, LLC

Office #1: Suite 713 1200 Westlake Ave N, Seattle, WA 98109

RIA

CRD#: 151956

Seattle, WA

Past

August 13, 1998 - December 9, 2002

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

February 10, 1993 - September 16, 2009

EDGE ASSET MANAGEMENT, INC.

RIA

CRD#: 104565

SEATTLE, WA

Past

December 17, 1992 - April 23, 1998

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC INCOME MANAGEMENT, LLC

CRD#: 151956 / SEC#: 801-71765

RIA

Registered Investment Advisory firm - (8/30/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/5/2016)

IAR

Washington
(11/4/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/22/1992

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/25/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 6/16/1993

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 12/15/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC INCOME MANAGEMENT, LLC

CRD#: 151956 / SEC#: 801-71765

RIA

Registered Investment Advisory firm - (8/30/2010 Approved)

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Contact information

Main Address

Suite 713 1200 Westlake Ave N, Seattle, WA 98109

Mailing Address

Phone number

(206) 971-3773

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STRATEGIC INCOME MANAGEMENT, LLC- ADV PART 2A/B (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,745,178,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gary J. Pokrzywinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary James Pokrzywinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL FUNDS DISTRIBUTOR, INC.

EDGE ASSET MANAGEMENT, INC.

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

STRATEGIC INCOME MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/1992

Series 65

Date: 11/25/1992

Series 2

Date: 6/16/1993

Series 6

Date: 12/15/1992

Current Firm

STRATEGIC INCOME MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC INCOME MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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