DS
David A. Szafranski
EDGEWATER PRO SPORTS FINANCIAL
Avon, OH 44011
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CRD#: 2284626
DS
Professional summary
David Allen Szafranski, who also goes by David Allen, David A Szafenski, David A Szafranski, is a registered financial advisor currently at EDGEWATER PRO SPORTS FINANCIAL located in Avon, Ohio and KINGSWOOD CAPITAL PARTNERS, LLC located in Avon, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Allen | David A Szafenski | David A Szafranski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EDGEWATER INVESTMENT GROUP. INVESTMENT RELATED. STARTED:5/2011:AVON, OH:SUPPORT COMPANY/DBA (OWNER):INSURANCE SALES:0 HRS/MO:0HRS DURING TRADING:I AM THE OWNER. 2) EDGEWATER PRO SPORTS FINANCIAL:INVESTMENT RELATED:AVON, OH:ADVISOR:INDEPENDENT RIA: 6/2005-PRESENT:40 HRS/MO:2 HRS DURING TRADING. 3) EXTEMPORAEOUS TELEVISION - AVON, OH. I WILL BE INTERVIEWED REGARDING IDEAS NOT SPECIFIC INVESTMENTS OR SECURITIES. STARTED 11/22/2011 TO PRESENT. .25 HOURS WEEKLY, .25 DURING TRADING HOURS. NOT INVESTMENT RELATED. 4) EXTEMPORANEOUS RADIO:NOT INVESTMENT RELATED:9/2011-PRESENT:AVON, OH:CONTRIBUTOR:RADIO:2 HRS/WK:0 HRS DURING TRADING:CONTRIBUTOR. 5) INDEPENDENT INSURANCE AGENT:INVESTMENT RELATED:8/2005-PRESENT:AVON, OH:AGENT:NON-VARIABLE INSURANCE:20 HRS/MO 0 HRS DURING TRADING. 6) FINANCIAL STRATEGIES BY DAVID A. SZAFRANSKI, AVON, OH, SUPPORT COMPANY/DBA (OWNER), SUPPORT COMPANY/DBA (OWNER), NON-INVESTMENT RELATED, STARTED 09/2016, 0 HOURS DEVOTED, 0 HOURS DEVOTED DURING TRADING HOURS, COMPANY OWNER. 7) Moody Radio. Not investment related. Brecksville, OH. Radio Interviewer; start date 01/2003. 2 Hrs.per month. No compensation. Extemporaneous radio interview on a weekly basis. All interviews are recorded and archived. 8) FINANCIAL REVELATIONS; NOT INVESTMENT RELATED; 36855 AMERICAN WAY 2F AVON,OH 44011; PODCAST; MODERATOR; 12/15/2022; 30 MINUTES WEEKLY, 90 MINUTES MONTHLY; 15 MINUTES DURING TRADING; I MAKE NO RECOMMENDATIONS AND IT IS NOT AN ADVERTISEMENT FOR MY SECURITIES BUSINESS. I TALK ABOUT GOV'T POLICY, THE FED, FINANCIAL PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Szafranski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2012 - Present
EDGEWATER PRO SPORTS FINANCIAL
Office #1: 36855 American Way, Suite F, Avon, OH 44011RIA
CRD#: 135316
Avon, OH
Current
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 36855 American Way 2f, Avon, OH, 44011BD
CRD#: 288898
Avon, OH
Past
October 28, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
BD
CRD#: 135327
NEW YORK, NY
Past
January 2, 2009 - October 4, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
AVON, OH
Past
May 26, 2005 - December 31, 2010
EDGEWATER PRO SPORTS FINANCIAL
RIA
CRD#: 135316
AVON, OH
Past
January 20, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
AVON, OH
Past
December 19, 2003 - October 4, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
AVON, OH
Past
February 20, 2003 - November 18, 2004
FAMILY WEALTH COUNSELORS, INC. (NOT "WAELTH")
RIA
CRD#: 119970
CLEVELAND, OH
Past
October 18, 1999 - January 7, 2004
LPL FINANCIAL LLC
RIA
CRD#: 6413
CLEVELAND, OH
Past
January 6, 1999 - January 7, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 22, 1992 - January 8, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 22, 1992 - January 8, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
EDGEWATER PRO SPORTS FINANCIAL
EDGEWATER PRO SPORTS FINANCIAL | HENSON-EDGEWATER MANAGEMENT, LLC
CRD#: 135316 / SEC#: 801-120479
RIA
Registered Investment Advisory firm - (3/12/2021 Approved)Ohio
Registered Investment Advisory firm - (3/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/15/2018)
RR
California(6/15/2018)
RR
Florida(6/15/2018)
RR
Hawaii(6/15/2018)
RR
Illinois(6/15/2018)
RR
Indiana(6/15/2018)
RR
Kentucky(6/15/2018)
RR
Louisiana(6/15/2018)
RR
Michigan(6/15/2018)
RR
Nevada(6/15/2018)
RR
North Carolina(6/15/2018)
IAR
Ohio(5/4/2012)
RR
Ohio(6/15/2018)
RR
Pennsylvania(6/15/2018)
RR
Texas(6/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EP
EDGEWATER PRO SPORTS FINANCIAL
EDGEWATER PRO SPORTS FINANCIAL | HENSON-EDGEWATER MANAGEMENT, LLC
CRD#: 135316 / SEC#: 801-120479
RIA
Registered Investment Advisory firm - (3/12/2021 Approved)Ohio
Registered Investment Advisory firm - (3/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
36855 American Way, Suite F, Avon, OH 44011
Mailing Address
Phone number
(440) 934-2195
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 625 |
| AUM (Assets Under Management) | $ 180,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EDGEWATER PRO SPORTS FINANCIAL
CRD#: 135316Avon, OH 44011TRUST BUT VERIFY
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