Mark P. Erlich

BUCKMAN, BUCKMAN & REID

Little Silver, NJ 07739

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CRD#: 2284613

Professional summary

Mark Peter Erlich, who also goes by Mark Erlich, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark Erlich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Peter Erlich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2010 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739

CRD#: 23407

Little Silver, NJ

Past

February 11, 2008 - October 8, 2010

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

Past

April 25, 2003 - February 12, 2008

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

January 2, 2002 - April 25, 2003

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 7, 1993 - January 2, 2002

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

December 11, 1992 - July 15, 1993

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/22/2010)

Florida
(8/10/2016)

Georgia
(8/24/2016)

Minnesota
(3/18/2013)

New Jersey
(1/10/2013)

New York
(10/22/2010)

Exams

State Security Law Exam

Series 63

Date: 12/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

44 Church St., Little Silver, NJ 07739

Mailing Address

44 Church St., Little Silver, NJ 07739

Phone number

(732) 530-0303

Established

New Jersey since 09/07/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JTC HOLDINGS LLC	SHARE HOLDER
GIAKAS, WALLACE MARTIN	STOCKHOLDER	1068278
LAU, PETER SEN	STOCKHOLDER	2302677
YANG, ZHAO	SHAREHOLDER	6077274
ALMERINI, LOUIS ACHILLE	FINOP	1605183
BUCKMAN, HARRY JOHN	CHAIRMAN, RSOP	1090909
BUCKMAN, HARRY JOHN JR	SR. VICE PRESIDENT	2202467
BUCKMAN, MARY	STOCKHOLDER	5823239
BUCKMAN, THOMAS PAUL	SECRETARY	2577168
CAMPOLI, JOHN	SHAREHOLDER	6596748
PANNO, RICHARD ANTHONY	CHIEF COMPLIANCE OFFICER	724727
SHOICHET, MARK ELLIOTT	STOCKHOLDER	2301353

Disclosures

Regulatory Event	18
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark P. Erlich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Peter Erlich's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTROCK ADVISORS, INC.

MAXIM GROUP LLC

OPPENHEIMER & CO. INC.

JOSEPHTHAL & CO., INC.

D. H. BLAIR & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/9/1992

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BUCKMAN, BUCKMAN & REID, INC.

TRUST BUT VERIFY

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