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Timothy C. Mortellite

TIMOTHY CHARLES FINANCIAL
Lynnfield, MA 01940
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CRD#: 2284605
TM

Professional summary


Timothy Charles Mortellite, who also goes by Timothy C Mortellite, is a registered financial advisor currently at TIMOTHY CHARLES FINANCIAL, LLC located in Lynnfield, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Timothy C Mortellite

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT;YES;200 BROADWAY STE 206 LYNNFIELD, MA 01940;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;1/2006;80;80;SALES OF FIXED INSURANCE PRODUCTS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Timothy Charles Mortellite's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 15, 2017 - Present

TIMOTHY CHARLES FINANCIAL, LLC

Office #1: 200 Broadway Suite 206, Lynnfield, MA 01940
RIA
CRD#: 287945
Lynnfield, MA
Past

July 13, 2009 - August 2, 2017

INTEGRITY ALLIANCE, LLC.

RIA
CRD#: 139627
LYNNFIELD, MA
Past

July 6, 2009 - August 2, 2017

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
LYNNFIELD, MA
Past

February 3, 2001 - July 6, 2009

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
LYNNFIELD, MA
Past

January 3, 2001 - July 6, 2009

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
LYNNFIELD, MA
Past

January 23, 1996 - February 2, 2001

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

December 12, 1994 - April 3, 1995

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

May 12, 1993 - January 13, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

May 12, 1993 - January 13, 1995

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(8/15/2017)
IAR
New Hampshire
(4/13/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TC
TIMOTHY CHARLES FINANCIAL, LLC
TIMOTHY CHARLES FINANCIAL, LLC

CRD#: 287945 / SEC#:

Massachusetts
Registered Investment Advisory firm - (8/15/2017 Approved)
New Hampshire
Registered Investment Advisory firm - (4/13/2022 Approved)
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Contact information


Main Address
200 Broadway Suite 206, Lynnfield, MA 01940
Mailing Address
Phone number
(781) 595-7900
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts417
AUM (Assets Under Management)$ 90,119,922

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TIMOTHY CHARLES FINANCIAL, LLC

CRD#: 287945Lynnfield, MA 01940

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