Timothy C. Mortellite

TIMOTHY CHARLES FINANCIAL

Lynnfield, MA 01940

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CRD#: 2284605

Professional summary

Timothy Charles Mortellite, who also goes by Timothy C Mortellite, is a registered financial advisor currently at TIMOTHY CHARLES FINANCIAL, LLC located in Lynnfield, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy C Mortellite

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT;YES;200 BROADWAY STE 206 LYNNFIELD, MA 01940;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;1/2006;80;80;SALES OF FIXED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Mortellite's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2017 - Present

TIMOTHY CHARLES FINANCIAL, LLC

Office #1: 200 Broadway Suite 206, Lynnfield, MA 01940

RIA

CRD#: 287945

Lynnfield, MA

Past

July 13, 2009 - August 2, 2017

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

LYNNFIELD, MA

Past

July 6, 2009 - August 2, 2017

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

LYNNFIELD, MA

Past

February 3, 2001 - July 6, 2009

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LYNNFIELD, MA

Past

January 3, 2001 - July 6, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LYNNFIELD, MA

Past

January 23, 1996 - February 2, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

December 12, 1994 - April 3, 1995

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

May 12, 1993 - January 13, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 12, 1993 - January 13, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/15/2017)

IAR

New Hampshire
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/2/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TIMOTHY CHARLES FINANCIAL, LLC

CRD#: 287945 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/15/2017 Approved)

New Hampshire

Registered Investment Advisory firm - (4/13/2022 Approved)

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Contact information

Main Address

200 Broadway Suite 206, Lynnfield, MA 01940

Mailing Address

Phone number

(781) 595-7900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 90,119,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy C. Mortellite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Mortellite's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

1717 CAPITAL MANAGEMENT COMPANY

IFMG SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2017

Series 63

Date: 1/31/1994

SIE

Date: 8/2/2017

Series 7

Date: 7/8/1998

Series 6

Date: 4/2/1993

Current Firm

TIMOTHY CHARLES FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIMOTHY CHARLES FINANCIAL, LLC

TRUST BUT VERIFY

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