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AR

Antonio Reyna

ROSSBY FINANCIAL
The Woodlands, TX 77380-2388
Some features on this profile are disabled
CRD#: 2284509
AR

Professional summary

Antonio Reyna, who also goes by Tony Reyna, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in The Woodlands, Texas.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Antonio has worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tony Reyna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Reyna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2025 - Present

ROSSBY FINANCIAL, LLC

Office #1: 25511 Budde Rd Ste 2603, The Woodlands, TX 77380-2388
RIA
CRD#: 324631
The Woodlands, TX
Past

June 14, 2024 - May 1, 2025

OSAIC WEALTH, INC.

RIA
CRD#: 23131
THE WOODLANDS, TX
Past

June 14, 2024 - May 1, 2025

OSAIC WEALTH, INC.

BD
CRD#: 23131
THE WOODLANDS, TX
Past

October 14, 2014 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
THE WOODLANDS, TX
Past

October 14, 2014 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
THE WOODLANDS, TX
Past

May 27, 2008 - October 22, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
HOUSTON, TX
Past

May 27, 2008 - October 22, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
HOUSTON, TX
Past

February 16, 2007 - January 31, 2008

IFMG SECURITIES, INC.

RIA
CRD#: 14416
CORPUS CHRISTI, TX
Past

October 21, 2005 - May 27, 2008

IFMG SECURITIES, INC.

BD
CRD#: 14416
CORPUS CHRISTI, TX
Past

March 31, 2005 - October 11, 2005

AMEGY INVESTMENTS, INC.

RIA
CRD#: 120145
HOUSTON, TX
Past

March 31, 2005 - October 11, 2005

AMEGY INVESTMENTS, INC.

BD
CRD#: 120145
HOUSTON, TX
Past

February 2, 2005 - March 4, 2005

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
SAN ANTONIO, TX
Past

July 22, 2002 - February 4, 2005

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA
CRD#: 17086
HOUSTON, TX
Past

May 22, 2000 - February 4, 2005

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
BIRMINGHAM, AL
Past

March 1, 1999 - March 22, 2000

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

December 9, 1996 - March 1, 1999

J.P. MORGAN SECURITIES OF TEXAS, INC.

BD
CRD#: 17116
HOUSTON, TX
Past

July 30, 1993 - December 11, 1996

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA
Past

November 16, 1992 - July 19, 1993

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS

CRD#: 324631 / SEC#: 801-127370

RIA
Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/30/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/10/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/19/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/23/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS

CRD#: 324631 / SEC#: 801-127370

RIA
Registered Investment Advisory firm - (2/24/2023 Approved)
PREMIUM
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Contact information

Main Address
2412 Irwin Street, Melbourne, FL 32901
Mailing Address
Phone number
(321) 209-0111
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROSSBY WRAP BROCHURE 2025 (3/4/2025)
ROSSBY ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts804
AUM (Assets Under Management)$ 358,627,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSSBY FINANCIAL, LLC

CRD#: 324631The Woodlands, TX 77380-2388

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