Howard B. Berger
Professional summary
Howard Brett Berger was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Howard is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Howard had worked at 4 firms, which includes IPOMARKET.COM, CAMBRIDGE CAPITAL LLC, LANDMARK INTERNATIONAL EQUITIES, GKN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1999 - May 2, 2001
IPOMARKET.COM
April 11, 1997 - September 1, 1999
CAMBRIDGE CAPITAL, LLC
February 21, 1995 - December 20, 1996
LANDMARK INTERNATIONAL EQUITIES
December 1, 1992 - February 1, 1995
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/8/2001
Limited Representative-Equity Trader ExamCurrent Firm
IPOMARKET.COM
CRD#: 43709 / SEC#: , 8-50383
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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