David Demarest
Professional summary
David Demarest IV was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, David had worked at 9 firms, which includes STG SECURE TRADING GROUP INC., HUNTER SCOTT FINANCIAL LLC., NEWBRIDGE SECURITIES CORPORATION, EMERSON BENNETT & ASSOCIATES, THE AGEAN GROUP INC, WERBEL-ROTH SECURITIES INC., J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2005 - October 6, 2005
STG SECURE TRADING GROUP, INC.
April 11, 2003 - May 9, 2005
HUNTER SCOTT FINANCIAL LLC.
May 22, 2001 - April 30, 2003
NEWBRIDGE SECURITIES CORPORATION
September 6, 2000 - May 29, 2001
EMERSON BENNETT & ASSOCIATES
May 5, 2000 - September 13, 2000
THE AGEAN GROUP, INC
April 14, 2000 - May 10, 2000
WERBEL-ROTH SECURITIES, INC.
July 29, 1997 - December 10, 1999
J.P. TURNER & COMPANY, L.L.C.
January 10, 1997 - September 3, 1997
ARGENT SECURITIES, INC.
March 27, 1996 - January 2, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STG SECURE TRADING GROUP, INC.
CRD#: 41216 / SEC#: , 8-49329
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEINER, ALAN DAVID MR. | PRESIDENT | 2537809 |
| SPG OPPORTUNITY FUND LTD | SHAREHOLDER |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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