Don J. Lauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Joseph Lauer, who also goes by Don Lauer, Donald Joseph Lauer, was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1993. Don had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - June 16, 2017
CCF INVESTMENTS, INC.
February 11, 1998 - December 31, 2005
THE LEADERS GROUP, INC.
September 19, 1997 - January 1, 1998
FSC SECURITIES CORPORATION
January 27, 1993 - September 17, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
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