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SS

Soledad L. Seman

RCX CAPITAL GROUP
THE WOODLANDS, TX 77380
Some features on this profile are disabled
CRD#: 2283925
SS
Soledad Longoria SemanRCX CAPITAL GROUP

Professional summary

Soledad Longoria Seman, who also goes by Soledad Juanita Longoria, Sole Seman, is a registered financial professional currently at RCX CAPITAL GROUP, LLC located in The Woodlands, Texas.

Soledad is registered as a RR (Registered Representative) and started their career in finance in 1992. Soledad has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 9, Series 10 and Series 24 exams.

Aliases

Soledad Juanita Longoria | Sole Seman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Soledad Longoria Seman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2018 - Present

RCX CAPITAL GROUP, LLC

Office #1: 2002 Timberloch Place Suite 200, The Woodlands, TX 77380
BD
CRD#: 114290
THE WOODLANDS, TX
Past

January 9, 2026 - July 8, 2026

FINAMEX ASSET MANAGEMENT, LLC

RIA
CRD#: 304260
The Woodlands, TX
Past

November 13, 2023 - December 11, 2024

TRB CAPITAL MARKETS, LLC

BD
CRD#: 322618
HARLINGEN, TX
Past

September 28, 2023 - January 5, 2026

FINAMEX ASSET MANAGEMENT, LLC

RIA
CRD#: 304260
THE WOODLANDS, TX
Past

June 28, 2021 - September 14, 2021

HOUSING ACQUISITIONS, LP

RIA
CRD#: 314913
HOUSTON, TX
Past

April 20, 2020 - July 8, 2026

FINAMEX INTERNATIONAL, LLC

BD
CRD#: 301726
HOUSTON, TX
Past

June 1, 2018 - May 4, 2021

RCX CAPITAL GROUP ADVISORS, LLC

RIA
CRD#: 170463
THE WOODLANDS, TX
Past

September 10, 2015 - July 13, 2016

GFS ADVISORS LLC

RIA
CRD#: 143110
HOUSTON, TX
Past

September 10, 2015 - July 13, 2016

GLOBAL FINANCIAL SERVICES, L.L.C.

BD
CRD#: 35699
HOUSTON, TX
Past

March 3, 2003 - December 12, 2014

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
HOUSTON, TX
Past

March 3, 2003 - December 12, 2014

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
HOUSTON, TX
Past

September 2, 1997 - May 4, 2001

GAMMA CAPITAL SECURITIES, INC

BD
CRD#: 41748
THE WOODLANDS, TX
Past

December 23, 1996 - June 25, 1997

BBVA INVESTMENTS INC.

BD
CRD#: 31769
HOUSTON, TX
Past

August 22, 1994 - April 23, 1996

GLOBAL FINANCIAL SERVICES, L.L.C.

BD
CRD#: 35699
HOUSTON, TX
Past

October 7, 1992 - July 14, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/1/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/27/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/27/2003
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/6/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/2/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RCX CAPITAL GROUP, LLC
RCX CAPITAL GROUP, LLC | SILVER POSTAL CAPITAL LLC | SILVER PORTAL CAPITAL LLC

CRD#: 114290 / SEC#: , 8-53416

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380
Mailing Address
2002 Timberloch Place Suite 200, The Woodlands, TX 77380
Phone number
(858) 923-8484
Established
California since 09/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RCX CAPITAL GROUP HOLDINGS, LLCMEMBER
GUINCHARD, APRIL DIANECORPORATE SECRETARY/REGISTERED PRINCIPAL1729146
GUINCHARD, JEAN-LOUISPRESIDENT/SENIOR MANAGING PRINCIPAL/EXECUTIVE REP/CCO/TRUSTEE1983431
JOHNSON, KRISTY KAYCFO/FINOP4470948

Disclosures

Regulatory Event1

Red Flags

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Company Information

RCX CAPITAL GROUP, LLC

CRD#: 114290The Woodlands, TX 77380

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