Steven D. Pawlan

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CRD#: 2283774

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven David Pawlan was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/01/1980 TO PRESENT - PAWLAN, BLUMENFELD, MISCINSKI & ASSOC. LTD, 5215 OLD ORCHARD RD, SUITE 900, SKOKIE, IL 60077; TITLE-CPA/OWNER; DUTIES-CPA/TAX RETURNS; TIME SPENT-90%; COMPENSATED BY SALARY; 2. 1/2010 LATTITUDE ADVISORS, LLC; INVESTMENT ADVISOR REPRESENTATIVE; 2 HRS MONTHLY; COMPENSATED BY FEES; 3. 11/21/92 STEVEN PAWLAN; INDEPENDENT INSURANCE AGENT; SALE OF LIFE AND HEALTH INSURANCE; 2 HRS MONTHLY; COMPENSATED BY COMMISSION. 3. F&S FINANCIAL SERVICES, Is Investment Related, "5215 Old Orchard Road, Suite 900, Skokie, IL, 60077, United States", DBA, Financial Professional,2009-11-02,160 hours per month,160 hours per month during trading hours, Securities DBA used in conjunction with Investment sales. 4-- "PAWLAN, BLUMENFELD, MISCINSKI & ASSOC. LTD",Is Not Investment Related,,5215 Old Orchard Road, Suite 900, Skokie, IL, 60077, United States, CPA/TAX RETURNS,CPA/OWNER,1980-05-01,100 hours per month,100 hours per month during trading hours,Other Compensation,CPA/TAX RETURNS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 4, 2010 - August 30, 2024

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

SKOKIE, IL

Past

November 2, 2009 - September 5, 2024

GWN SECURITIES INC.

CRD#: 128929

SKOKIE, IL

Past

January 5, 2006 - November 11, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

SKOKIE, IL

Past

January 5, 2006 - November 11, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

SKOKIE, IL

Past

July 2, 2004 - January 27, 2006

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SKOKIE, IL

Past

June 30, 2004 - January 27, 2006

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

June 17, 2002 - July 2, 2004

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 105560

SKOKIE, IL

Past

October 22, 1992 - June 30, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/21/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Steven D. Pawlan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

HOCHMAN & BAKER SECURITIES, INC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2001

Series 63

Date: 10/21/1992

SIE

Date: 10/1/2018

Series 6

Date: 10/21/1992

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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