David M. Haviland

Some features on this profile are disabled

CRD#: 2283702

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Meade Haviland was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1993. David had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

H&CO FINANCIAL SERVICES, INC, 75 2ND AVENUE, SUITE 700, NEEDHAM, MA 02494; SOLE OFFICER AND OWNER OF COMPANY; H& CO IS ~80% OWNER OF BEAUMONT CAPITAL MANAGEMENT, LLC; INVESTMENT-RELATED; >5 HRS/MONTH, <1 DURING TRADING HOURS; SINCE 1988.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 23, 2020 - April 15, 2022

ALGORITHMIC INVESTMENT MODELS

RIA

CRD#: 306354

NEEDHAM, MA

Past

March 26, 2004 - November 18, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WELLESLEY HILLS, MA

Past

January 5, 2004 - February 20, 2004

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

April 3, 2003 - December 31, 2003

CANTELLA & CO., INC.

RIA

CRD#: 13905

WELLESLEY HILLS, MA

Past

January 1, 2001 - December 31, 2019

BEAUMONT FINANCIAL PARTNERS LLC

RIA

CRD#: 108345

NEEDHAM, MA

Past

May 8, 1998 - December 31, 2003

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

March 27, 1994 - May 28, 1998

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576

WESTPORT, CT

Past

July 27, 1993 - March 21, 1994

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

January 15, 1993 - July 26, 1993

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

January 7, 1993 - January 21, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/1992

General Securities Representative Examination

Current Firm

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Newbury St 4th Floor, Boston, MA 02116

Mailing Address

Phone number

(888) 777-0535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALGORITHMIC INVESTMENT MODELS, LLC (AIM) DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 156,927,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David M. Haviland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CANTELLA & CO., INC.

CANTELLA & CO., INC.

BEAUMONT FINANCIAL PARTNERS LLC

CANTELLA & CO., INC.

MERIT CAPITAL ASSOCIATES, INC.

G.R. STUART & COMPANY, INC.

NATHAN & LEWIS SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

ALGORITHMIC INVESTMENT MODELS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/1995

Series 63

Date: 10/9/1992

Series 7

Date: 12/29/1992

Current Firm

ALGORITHMIC INVESTMENT MODELS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALGORITHMIC INVESTMENT MODELS

TRUST BUT VERIFY

Similar Advisors