Donald A. Sedy
Professional summary
Donald Arthur Sedy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Donald had worked at 5 firms, which includes GKN SECURITIES CORP., STATE CAPITAL MARKETS CORPORATION, GRUNTAL & CO. L.L.C., RUSSO SECURITIES INC., U.S. SECURITIES CLEARING CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1996 - October 9, 1998
GKN SECURITIES CORP.
October 13, 1995 - September 9, 1996
STATE CAPITAL MARKETS CORPORATION
March 22, 1994 - September 21, 1995
GRUNTAL & CO., L.L.C.
March 24, 1993 - March 24, 1994
RUSSO SECURITIES INC.
November 16, 1992 - March 22, 1993
U.S. SECURITIES CLEARING CORP.
State Registrations and Notice Filings
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Exams
Current Firm
GKN SECURITIES CORP.
CRD#: 19415 / SEC#: , 8-37442
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
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