JF
Justyn S. Feldman
GMS GROUP
MIAMI, FL 33130
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CRD#: 2283535
JF
Professional summary
Justyn Seth Feldman is a registered financial advisor currently at GMS GROUP located in Miami, Florida.
Justyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Justyn has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GMS GROUP HOLDINGS CORP. 120 EAGLE ROCK AVE., STE 300, EAST HANOVER, NJ 07936. A HOLDING COMPANY. MY TITLE IS DIRECTOR. MY DUTIES ARE BOTH CORPORATE AND ADMINISTRATIVE. I DEVOTE ONE HOUR PER WEEK DURING TRADING HOURS TO GMS GROUP HOLDINGS CORP. I DO NOT RECIEVE COMPENSATION. FELDMAN FAMILY CONSULTING CORP A NON-INVESTMENT RELATED, INTERIOR DESIGN AND DECORATING BUSINESS AT 195 NORTH COCONUT LANE, MIAMI, FL 33139. I AM AN EMPLOYEE AND SPEND APPROXIMATELY ONE HOUR PER WEEK DURING NON-TRADING HOURS STARTING DECEMBER 1, 2021. I RECEIVE COMPENSATION FOR THIS POSITION.
CRS (Client Relationship Summary) - RIA
Click below to view Justyn Seth Feldman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justyn Seth Feldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2022 - Present
GMS GROUP
Office #1: Latitude One Building 175 Sw 7th Street Suite 1407, Miami, FL 33130RIA
BD
CRD#: 8000
MIAMI, FL
Current
June 21, 2002 - Present
GMS GROUP
Office #1: Latitude One Building 175 Sw 7th Street Suite 1407, Miami, FL 33130RIA
BD
CRD#: 8000
MIAMI, FL
Past
October 8, 2001 - June 24, 2002
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
Past
July 11, 2001 - October 9, 2001
BROADBAND CAPITAL MANAGEMENT, LLC
BD
CRD#: 48001
NEW YORK, NY
Past
May 3, 1996 - July 18, 2001
DALTON KENT SECURITIES GROUP, INC.
BD
CRD#: 38813
NEW YORK, NY
Past
January 27, 1994 - July 3, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
September 20, 1993 - February 15, 1994
GMS GROUP
BD
CRD#: 8000
EAST HANOVER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GMS GROUP
GMS GROUP | THE GMS GROUP, LLC | THE GMS GROUP, L.L.C. | THE G.M.S. GROUP, L.L.C. | THE G.M.S. GROUP, INC. | MOORE & SCHLEY MUNICIPALS, INC.
CRD#: 8000 / SEC#: 801-126662, 8-23936
RIA
Registered Investment Advisory firm - SEC (11/22/2022 Approved)Texas
Registered Investment Advisory firm - SEC (1/8/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2005)
RR
Alaska(12/5/2006)
RR
Arizona(4/17/2023)
RR
California(6/21/2002)
RR
Colorado(5/24/2010)
RR
Connecticut(8/6/2002)
RR
Delaware(8/7/2002)
RR
Florida(6/21/2002)
IAR
Florida(11/29/2022)
RR
Georgia(8/9/2002)
RR
Hawaii(6/27/2011)
RR
Illinois(7/23/2002)
RR
Indiana(4/4/2003)
RR
Iowa(8/7/2002)
RR
Kansas(10/27/2005)
RR
Louisiana(11/26/2002)
RR
Maryland(6/26/2002)
RR
Massachusetts(7/2/2002)
RR
Michigan(6/29/2006)
RR
Minnesota(6/21/2002)
RR
Mississippi(8/11/2005)
RR
Missouri(8/7/2002)
RR
Montana(7/15/2004)
RR
Nebraska(11/25/2013)
RR
Nevada(4/30/2003)
RR
New Jersey(7/1/2002)
RR
New Mexico(5/11/2004)
RR
New York(6/21/2002)
RR
North Carolina(3/31/2003)
RR
North Dakota(2/11/2019)
RR
Ohio(8/7/2002)
RR
Oregon(11/21/2006)
RR
Pennsylvania(6/21/2002)
RR
Rhode Island(6/1/2004)
RR
South Carolina(8/7/2002)
RR
Tennessee(12/18/2003)
RR
Texas(7/8/2004)
RR
Virginia(6/21/2002)
RR
Washington(8/6/2002)
RR
Wisconsin(5/25/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/14/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GMS GROUP
GMS GROUP | THE GMS GROUP, LLC | THE GMS GROUP, L.L.C. | THE G.M.S. GROUP, L.L.C. | THE G.M.S. GROUP, INC. | MOORE & SCHLEY MUNICIPALS, INC.
CRD#: 8000 / SEC#: 801-126662, 8-23936
RIA
Registered Investment Advisory firm - SEC (11/22/2022 Approved)Texas
Registered Investment Advisory firm - SEC (1/8/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936
Mailing Address
120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936
Phone number
(973) 535-5000
Established
Delaware since 03/05/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
15
SEC notice filing (2 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GMS GROUP HOLDINGS CORP | MEMBER | |
| CAPONE, CARMINE CLAUDIO | EXECUTIVE VICE PRESIDENT/DIRECTOR | 1124455 |
| DEMBOWSKI, DANIELLE DENISE | CHIEF FINANCIAL OFFICER | 5855269 |
| DONOHUE, TIMOTHY JOSEPH | SROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COO | 725373 |
| DONOHUE, TIMOTHY JOSEPH | PRESIDENT | 725373 |
| ESTANISLAO, LEONARDO | CHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTOR | 4622553 |
| FELDMAN, JUSTYN SETH | SENIOR VICE PRESIDENT - DIRECTOR | 2283535 |
| FELDMAN, MELVIN | DIRECTOR, SR VICE PRESIDENT | 205924 |
| KONSIG, PAUL ROBERT | CEO | 500443 |
| KONSIG, PAUL ROBERT | DIRECTOR | 500443 |
| KOROSTOFF, DAVID BRUCE | DIRECTOR, SR. VICE PRESIDENT | 1205712 |
| LENZI, JEFFREY PAUL | SENIOR VICE PRESIDENT/DIRECTOR | 2452390 |
| LIPMAN, MATTHEW ERIC | SECRETARY | 2367335 |
| MANTE, PAUL DAVID | SENIOR VICE PRESIDENT - DIRECTOR | 4911949 |
| MCKENNA, MICHAEL JAMES | EXECUTIVE VICE PRESIDENT | 1524460 |
| PRICE, BARBARA BENEDICT | DIRECTOR, SR. VICE PRESIDENT | 17944 |
| VESSELS, STEPHEN GLENN | SENIOR VICE PRESIDENT/DIRECTOR | 2403660 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 13,887,060 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GMS GROUP
CRD#: 8000Miami, FL 33130TRUST BUT VERIFY
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