AB
Arthur Buisson
PARK AVENUE SECURITIES LLC
Holmdel, NJ 07733
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CRD#: 2283521
AB
Professional summary
Arthur Buisson, who also goes by Arthur William Buisson Jr, Arthur William Buisson, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Holmdel, New Jersey.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Arthur has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 25 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Arthur William Buisson Jr | Arthur William Buisson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance other than The Guardian-Acting as agent for client's request for Insurance when more advantageous to client, Start date: 04/01/2022, Address: 114 Valley Drive Atlantic Highlands NJ 07716, 1 total hour per month; 1 during security trading hours, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Buisson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Arthur Buisson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2025 - Present
PARK AVENUE SECURITIES LLC
Office #1: 101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733RIA
BD
CRD#: 46173
Holmdel, NJ
Current
March 17, 2025 - Present
PARK AVENUE SECURITIES LLC
Office #1: 101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733RIA
BD
CRD#: 46173
Holmdel, NJ
Past
March 16, 2012 - December 31, 2012
1ST BRIDGEHOUSE SECURITIES, LLC
BD
CRD#: 44655
MIAMI, FL
Past
June 2, 2009 - March 8, 2010
JOHN N. SEIP & CO., INC.
BD
CRD#: 35501
NEW YORK, NY
Past
August 3, 2007 - June 3, 2009
LEK SECURITIES CORPORATION
BD
CRD#: 33135
NEW CITY, NY
Past
January 3, 2007 - June 2, 2009
DENTE & BOMBA, LLC
BD
CRD#: 141520
NEW YORK, NY
Past
May 16, 2006 - January 3, 2007
APRILANTE & BOMBA, INC.
BD
CRD#: 44809
NEW YORK, NY
Past
July 7, 2004 - June 1, 2006
LABRANCHE FINANCIAL SERVICES, LLC
BD
CRD#: 7432
NEW YORK, NY
Past
June 28, 2004 - May 25, 2006
DENTE, JOSEPH DENNIS
BD
CRD#: 32828
NEW YORK, NY
Past
March 28, 2003 - June 25, 2004
JOHN N. SEIP & CO., INC.
BD
CRD#: 35501
NEW YORK, NY
Past
November 12, 2001 - February 6, 2002
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
Past
December 6, 1995 - November 1, 2001
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
March 2, 1993 - December 13, 1995
AMERICORP SECURITIES, INC.
BD
CRD#: 30405
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(7/23/2025)
IAR
New Jersey(7/23/2025)
RR
New York(8/15/2025)
IAR
New York(8/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 11/4/2003
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
