Nikolas I. Petrovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolas Ivan Petrovich, who also goes by Nik Petrovich, Nikolas I Petrovich, was a registered financial professional .
Nikolas is a previously registered financial professional and started their career in finance in 1992. Nikolas had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - February 27, 2018
NR SMITH AND ASSOCIATES, P.S.
September 3, 1996 - April 28, 1999
EDWARD JONES
November 30, 1993 - March 13, 1996
WAMU INVESTMENTS, INC.
November 12, 1992 - October 6, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NR SMITH AND ASSOCIATES, P.S.
CRD#: 116894 / SEC#: 801-67218
Contact information
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 86,066,508 |
Red Flags
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